Northsight Wealth Management
Please contact us by e-mail or telephone if you have any questions or concerns or would like to set up an appointment to meet with one of our staff experts.
Northsight Wealth Management
Tempe, AZ 85282
Our Commitment to Your Privacy
Protecting our clients’ privacy is of paramount importance to Northsight Wealth Management (“Northsight Wealth Management” or “Advisor”). It is Northsight Wealth Management’ policy that no private client financial information obtained by us is sold or made available to third parties except that:
- Third parties may be used by Advisor to assist in the management
or maintenance of client accounts (such as a client’s custodian);
- Client information may be released to client’s accountancy, legal
and other third party representatives at client’s direction;
- Client information may be released in accordance with applicable
laws and regulations.
We will not share nonpublic personal information about our clients
with nonaffiliated third parties without prior client consent, except
for specific purposes described below. This notice explains our
collection, use and safeguarding of client information.
How Northsight Wealth Management Gathers Information
In connection with providing clients with investment management
services, we may obtain information about them from the following
- Client agreements and other information that clients provide to
us, whether in writing, in person, by telephone, electronically or by
any other means. This information may include a client’s name, address,
phone number, email address, social security number, employment
information, income, investment experience, and credit references;
- Personal tax returns provided by the client;
- Transactions on a client’s behalf. This information may include
the client’s account balances, positions, investment interests and
- Public sources.
Sharing Information with Nonaffiliated Third Parties
We only disclose non-public client information to nonaffiliated
third parties without prior client consent when we believe it necessary
for the conduct of our business or as required or permitted by law,
- If you request or authorize the disclosure of the information;
- To provide client account services or account maintenance;
- To respond to a subpoena or court order, judicial process, law
enforcement or regulatory authorities;
- To perform services for the firm or on its behalf to develop or
maintain proprietary trading or other software;
- In connection with a proposed or actual sale, merger, or transfer
of all or a portion of our business or an operating unit;
- To help us prevent fraud;
- With rating agencies, persons assessing compliance with industry
standards, or to the attorneys, accountants and auditors of the firm;
- To comply with federal, state or local laws, rules and other
applicable legal requirements; and
- Pursuant to any other exceptions enumerated in the Arizona
Information Privacy Act.
We do not make any disclosure of client nonpublic personal
information to other companies who may want to sell their products or
services to you. For example, we do not sell client lists, and we will
not sell client names to catalogue companies.
Opt Out Provision
If, at any time in the future, it is necessary to disclose any
client personal information in a way that is inconsistent with this
policy, Northsight Wealth Management will give its clients advance notice
of the proposed disclosure so that they will have the opportunity to
either opt-in or opt-out of such disclosure, as required by applicable
Clients are advised that the Firm believes that sharing client
private information under the circumstances noted above is either
mandated by law or necessary for the Firm to conduct its business and
to best service client accounts. Clients desiring to opt out of any
third party disclosures should contact the Firm immediately. Opting out
may necessitate that we terminate our management agreement with you and
arrange for you to transfer your account.
To Whom This Policy Applies
obtained services from Northsight Wealth Management used primarily for
personal, family or household purposes.
Our Security Practices and Information Accuracy
We take steps to safeguard client information. We restrict access to
the personal and account information of our clients to our employees
and agents for business purposes only. We maintain physical, electronic
and procedural safeguards to guard your personal information.
Additionally, we have internal controls to keep client information
as accurate and complete as we can. If you believe that any information
about you is not accurate, please let us know.
they are not intended to be exclusive. If you have any questions about